Last spring I checked out from the university's library the esteemed Enlightenment historian and (Harvard University) librarian
Robert Darnton's
The Case for Books: Past, Present, and Future (New York: PublicAffairs, 2009) to gauge his arguments about the present and future state of the world of books and literature for my own edification and to preview it for a class. Darnton, one of the most important figures in his fields, has a gift for subtle argumentation and narration, and I ended up skimming the book, which replicated in longer and more polished form
a number of the essays he has been publishing along these same lines in the
New York Review of Books, for the last several years. Many concern the role of the computer behemoth
Google, and its relationship to the publishing and library worlds, and he has also made a passionate case in the pages of the
NYR for a
national (which would also be an international) digital library, drawing from the resources of private libraries like the one he heads, public ones like the unmatched
Library of Congress, and the trove of 7 million and counting books that Google has already scanned in, with the cooperation of institutions like Harvard and the
New York Public Library, but also against the wishes of some publishers and authors, who successfully prosecuted a lawsuit to gain compensation from Google for copyright infringement.
In the current issue of the
NYR, in "
The Library: Three Jeremiads," Darnton returns to the arguments he has made before, but this time with a trio of "jeremiads," as he calls them, concerning three pressing economic and resource-related issues that American research libraries face which also negatively affect scholarly publishing; universities and college library collections, along with those of public libraries; library patrons, which is to say, readers; and, to a degree not yet fully understood, the humanities, intellectual life, and knowledge production themselves. The first two of Darnton's jeremiad's focus on the exorbitant cost and terms, verging on extortion, of subscriptions to scholarly journals, especially in the sciences, relative to other kinds of texts, which has forced libraries to cut their purchase of scholarly monographs, thus harming libraries' budgets and university presses' bottom lines. Over the longer haul, this economic problem, juxtaposed with constrained university and research library budgets, threatens the sustainability of the academic research enterprise as a whole. To give a sense of the astronomical prices charged by some publishers, information about which many professors are completely unaware and which have far exceeded the cost of inflation, the chemistry journal
Tetrahedron costs $39,082 per year, while
The Journal of Comparative Neurology costs $27,465 per year, and both, like many journals from a given publisher, must be purchased in bundles, with high kill fees to end subscriptions for specific journals and so forth. Humanities and social science journals total less per year but are still high and part of this system, with the result that the average cost in 2009 of a US journal title was $2,031 and $4,753 for a non-US title, and that year the journal publishing giant
Elsevier made $1.1 billion in profits. Moreover, there is little transparency in this system, according to Darnton, giving the journal publishers an advantage over libraries, which, for the sake of the scholars they serve, cannot opt out.
Scholars and librarians have attempted to respond, with mixed reuslts. In the case of the
Mellon Foundation-funded
Gutenberg-e program, which sought to publish digital monographs of award-winning PhD dissertations in scholarly areas under greatest threat, the potential was great but it did not work out as planned, and the project is now defunct; in the case of digital, open-access scientific journals, there has been some success after scientists at
University of California-Berkeley and
Stanford circulated a petition in 2001 calling for colleagues to patronize only these journals. The publisher
BioMed Central, according to Darnton, has shown since 1999 that this model can work. But the larger question of the effects on libraries and particularly on the humanities and social sciences remains. Darnton had been holding out hope for the
Compact for Open-Access Publishing Equity (COPE), founded this year, would lead universities towards the open-access model in terms of publishing, and also subsidize authors who could not get grants or subvention money from their home institutions, with the texts ultimately available in both digital and print form via the
Espresso Book Machine, about which I've written on here. But, and this is the core of his third jeremiad, there loometh Google.